The implementation date for FINRA Rule 4210 is April 24, 2023. According to FINRA, this upcoming Rule “describes the margin requirements that determine the amount of collateral customers are expected to maintain in their margin accounts, including both strategy-based margin accounts and portfolio margin accounts.”
Mid-Sized Regional Dealer
Money Center Bank
Mid-Sized Broker Dealer
Mortgage REIT Broker Dealer
Margin Department, Mid-Sized Broker / Dealer
"We interviewed several technology and service providers. Only Matrix provided us with a customized solution that fit our unique needs. And their level of capital markets experience sealed the deal."
Asset Manager COO
EXPERIENCED AND PROFESSIONAL
“We evaluated several service providers and were impressed with TradeBlazer’s capabilities and Matrix Applications’ operations professional’s knowledge and expertise. They helped us with our FINRA, clearing bank and FICC applications.
The implementation was painless.”
Large Clearing Bank